AFSM — FIRST TRUST ACTIVE FACTOR SMALL CAP ETF
As of Q3 2026, 1 SEC-registered investment managers reported holding AFSM (FIRST TRUST ACTIVE FACTOR SMALL CAP ETF) in their latest 13F filings, with a combined reported value of $78.38K across 2.00K shares. That is -99.9% by share count (-2.11M shares) versus the previous quarter, while reported value moved -99.9%. Ownership is concentrated: the five largest holders account for 100.0% of reported value and the top ten for 100.0%.
Compared with the prior quarter, 1 trimmed, 36 exited entirely. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q3 2026, not real-time trading.
All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.
Q3 2026 — 1 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Farther Finance Advisors, LLC history | 2.00K | $78.38K | 0.00% | Reduce |
Q2 2026 — 37 funds
Q1 2026 — 2 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Citadel Advisors history | 14.12K | $464.15K | 0.00% | New |
| Morgan Stanley history | 410 | $13.47K | 0.00% | Add |
Q4 2025 — 2 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| JPMorgan Chase & Co history | 106.11K | $3.49M | 0.00% | Add |
| Morgan Stanley history | 1 | $65 | 0.00% | Hold |
Q3 2025 — 5 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Citadel Advisors history | 43.36K | $1.42M | 0.00% | New |
| JPMorgan Chase & Co history | 29.62K | $968.69K | 0.00% | New |
| Goldman Sachs Group history | 6.13K | $200.40K | 0.00% | New |
| UBS Group AG history | 154 | $5.04K | 0.00% | Reduce |
| Morgan Stanley history | 1 | $46 | 0.00% | Hold |
Q2 2025 — 1 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Morgan Stanley history | 1 | $51 | 0.00% | New |
New Positions (Q3 2026)
No fund opened a new position this quarter.
Fully Exited (vs previous quarter)
- James J. Burns & Company, LLC sold 557.50K sh · $22.91M
- LPL Financial LLC sold 276.70K sh · $11.37M
- ENVESTNET ASSET MANAGEMENT INC sold 200.06K sh · $8.22M
- TRUIST FINANCIAL CORP sold 193.58K sh · $7.96M
- JPMorgan Chase & Co sold 136.07K sh · $5.54M
- Cetera Investment Advisers sold 85.53K sh · $3.52M
- Federation des caisses Desjardins du Quebec sold 80.76K sh · $3.32M
- MGO ONE SEVEN LLC sold 80.09K sh · $3.29M
- Kestra Advisory Services, LLC sold 75.03K sh · $3.08M
- IFG Advisory, LLC sold 57.93K sh · $2.38M
- Ethos Financial Group, LLC sold 48.16K sh · $1.90M
- Snowden Capital Advisors LLC sold 44.51K sh · $1.83M
Fund Position History — shares by quarter (top 20 funds)
| Fund | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 |
|---|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 2.00K | 19.45K | — | — | — | — |
| Citadel Advisors | — | — | 14.12K | — | 43.36K | — |
| Morgan Stanley | — | 564 | 410 | 1 | 1 | 1 |
| JPMorgan Chase & Co | — | 136.07K | — | 106.11K | 29.62K | — |
| Goldman Sachs Group | — | — | — | — | 6.13K | — |
| UBS Group AG | — | — | — | — | 154 | — |
| COMMONWEALTH EQUITY SERVICES, LLC | — | 5.05K | — | — | — | — |
| CREATIVE FINANCIAL DESIGNS INC /ADV | — | 970 | — | — | — | — |
| ENVESTNET ASSET MANAGEMENT INC | — | 200.06K | — | — | — | — |
| FSB PREMIER WEALTH MANAGEMENT, INC. | — | 15.59K | — | — | — | — |
| HARBOUR INVESTMENTS, INC. | — | 965 | — | — | — | — |
| INDEPENDENT FINANCIAL GROUP, LLC | — | 5.43K | — | — | — | — |
| LPL Financial LLC | — | 276.70K | — | — | — | — |
| NATIONAL BANK OF CANADA /FI/ | — | 1.12K | — | — | — | — |
| SMITH, MOORE & CO. | — | 12.18K | — | — | — | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | — | 38.00K | — | — | — | — |
| Sigma Planning Corp | — | 5.20K | — | — | — | — |
| THRIVENT FINANCIAL FOR LUTHERANS | — | 12.79K | — | — | — | — |
| TRUIST FINANCIAL CORP | — | 193.58K | — | — | — | — |
| WEDBUSH SECURITIES INC | — | 7.00K | — | — | — | — |
▲ Bought Low (fund opened/added, stock rose ≥5% next quarter) ▼ Sold High (fund reduced, stock fell ≥5% next quarter)
Drag / scroll to zoom · Default shows the most recent year · Annotations come from quarterly fund actions in 13F filings · Hover a marker for details