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SMTH — ALPS SMTH COR BD PLUS ETF

Reported value held$102.47M
Funds holding (latest)12
Sector—
Funds holding (Q2 2026)9
Institutional value$101.18M · 3.93M sh
New / Add / Cut / Exit2 / 4 / 2 / 1
Top-5 / Top-10 concentration98.9% / 100.0%
Institutional holdings change Accumulating +53.0% (+1.36M sh)
Institutional value change Up +52.9%

As of Q2 2026, 9 SEC-registered investment managers reported holding SMTH (ALPS SMTH COR BD PLUS ETF) in their latest 13F filings, with a combined reported value of $101.18M across 3.93M shares. That is +53.0% by share count (+1.36M shares) versus the previous quarter, while reported value moved +52.9%. Ownership is concentrated: the five largest holders account for 98.9% of reported value and the top ten for 100.0%.

Compared with the prior quarter, 2 opened new positions, 4 added to existing stakes, 2 trimmed, 1 exited entirely. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q2 2026, not real-time trading.

All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.

FundQuarterSharesValuePortfolio WeightChange
BNY Mellon history Q2 2026 2.26M $58.12M 0.01% Add
Bank of America Corp history Q2 2026 1.44M $37.09M 0.00% Add
Citadel Advisors history Q2 2026 96.69K $2.49M 0.00% Add
JPMorgan Chase & Co history Q2 2026 56.67K $1.46M 0.00% New
Goldman Sachs Group history Q1 2026 49.63K $1.28M 0.00% New
Wells Fargo & Co history Q2 2026 34.68K $892.64K 0.00% Reduce
AQR Capital Management history Q2 2026 21.20K $545.64K 0.00% Add
Morgan Stanley history Q2 2026 16.77K $431.71K 0.00% Reduce
BlackRock Inc history Q2 2026 4.80K $123.45K 0.00% New
Franklin Resources history Q2 2026 934 $24.04K 0.00% Hold
PNC Financial Services history Q1 2025 385 $9.97K 0.00% New
UBS Group AG history Q4 2024 132 $3.37K 0.00% Reduce

New Positions (Q2 2026)

Fully Exited (vs previous quarter)

Fund Position History — shares by quarter (top 12 funds)

FundQ4 2023Q1 2024Q2 2024Q3 2024Q4 2024Q1 2025Q2 2025Q3 2025Q4 2025Q1 2026Q2 2026
BNY Mellon — — — — — 1.93M 1.94M 2.10M 2.14M 2.21M 2.26M
Bank of America Corp — — — — — — — — — 116.20K 1.44M
Citadel Advisors — 10.58K 19.41K 63.96K 36.28K 48.87K 53.29K 180.66K 148.14K 94.55K 96.69K
JPMorgan Chase & Co — — — — 4.49K 8.11K 11.56K 21.91K 44.12K — 56.67K
Wells Fargo & Co — — — — — 14.40K 25.95K 62.01K 53.32K 65.02K 34.68K
AQR Capital Management — — — — — — — 13.63K 7.67K 18.01K 21.20K
Morgan Stanley — — — — — — — 17.19K 17.19K 17.19K 16.77K
BlackRock Inc — — — — 11.59K 12.22K 12.02K 12.02K 4.81K — 4.80K
Franklin Resources — — — — — 934 934 934 934 934 934
Goldman Sachs Group — — — — 165.61K 130.45K — — — 49.63K —
PNC Financial Services — — — — — 385 — — — — —
UBS Group AG 309 359 16.94K 4.46K 132 — — — — — —

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