SDVY — FIRST TRUST SMID CAP RISING
Reported value held$2.12B
Funds holding (latest)17
Sector—
Funds holding (Q2 2026)15
Institutional value$2.11B · 48.97M sh
New / Add / Cut / Exit1 / 8 / 4 / 2
Top-5 / Top-10 concentration99.2% / 99.9%
Institutional holdings change
Accumulating +3.4%
(+1.59M sh)
Institutional value change
Up +13.1%
As of Q2 2026, 15 SEC-registered investment managers reported holding SDVY (FIRST TRUST SMID CAP RISING) in their latest 13F filings, with a combined reported value of $2.11B across 48.97M shares. That is +3.4% by share count (+1.59M shares) versus the previous quarter, while reported value moved +13.1%. Ownership is concentrated: the five largest holders account for 99.2% of reported value and the top ten for 99.9%.
Compared with the prior quarter, 1 opened new positions, 8 added to existing stakes, 4 trimmed, 2 exited entirely. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q2 2026, not real-time trading.
All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.
Q2 2026 — 15 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Morgan Stanley history | 18.46M | $796.56M | 0.04% | Reduce |
| Wells Fargo & Co history | 13.26M | $571.99M | 0.10% | Add |
| Bank of America Corp history | 9.94M | $428.89M | 0.03% | Add |
| UBS Group AG history | 6.71M | $289.64M | 0.04% | Add |
| JPMorgan Chase & Co history | 190.63K | $8.19M | 0.00% | New |
| Goldman Sachs Group history | 148.01K | $6.39M | 0.00% | Add |
| BNY Mellon history | 56.48K | $2.44M | 0.00% | Add |
| Two Sigma Investments history | 48.20K | $2.08M | 0.00% | Reduce |
| Citigroup Inc history | 46.38K | $2.00M | 0.00% | Add |
| Fidelity Management & Research (FMR) history | 36.15K | $1.56M | 0.00% | Add |
| AQR Capital Management history | 26.46K | $1.14M | 0.00% | Hold |
| Citadel Advisors history | 23.60K | $1.02M | 0.00% | Reduce |
| Northern Trust Corp history | 7.79K | $335.97K | 0.00% | Add |
| PNC Financial Services history | 3.48K | $150.04K | 0.00% | Reduce |
| BlackRock Inc history | 1.68K | $72.61K | 0.00% | Hold |
Q1 2026 — 16 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Morgan Stanley history | 18.58M | $732.77M | 0.04% | Add |
| Wells Fargo & Co history | 12.62M | $497.75M | 0.10% | Add |
| Bank of America Corp history | 9.46M | $373.15M | 0.03% | Add |
| UBS Group AG history | 6.29M | $247.98M | 0.04% | Reduce |
| Two Sigma Investments history | 79.60K | $3.14M | 0.00% | New |
| Renaissance Technologies history | 64.80K | $2.56M | 0.00% | New |
| Goldman Sachs Group history | 50.00K | $1.97M | 0.00% | Reduce |
| BNY Mellon history | 47.31K | $1.87M | 0.00% | Add |
| Citigroup Inc history | 45.06K | $1.78M | 0.00% | Add |
| Citadel Advisors history | 37.97K | $1.50M | 0.00% | New |
| AQR Capital Management history | 26.46K | $1.04M | 0.00% | Reduce |
| D. E. Shaw & Co history | 25.40K | $1.00M | 0.00% | Reduce |
| Fidelity Management & Research (FMR) history | 24.81K | $978.23K | 0.00% | Add |
| Northern Trust Corp history | 6.56K | $258.74K | 0.00% | Hold |
| PNC Financial Services history | 4.12K | $162.53K | 0.00% | Reduce |
| BlackRock Inc history | 1.68K | $66.36K | 0.00% | Add |
Q4 2025 — 14 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Morgan Stanley history | 17.95M | $687.72M | 0.04% | Add |
| Wells Fargo & Co history | 12.44M | $476.68M | 0.09% | Reduce |
| Bank of America Corp history | 8.90M | $341.03M | 0.03% | Add |
| UBS Group AG history | 6.94M | $265.99M | 0.04% | Add |
| JPMorgan Chase & Co history | 111.46K | $4.27M | 0.00% | Add |
| D. E. Shaw & Co history | 109.23K | $4.19M | 0.00% | New |
| Goldman Sachs Group history | 50.62K | $1.94M | 0.00% | Add |
| BNY Mellon history | 41.78K | $1.60M | 0.00% | Add |
| Citigroup Inc history | 36.03K | $1.38M | 0.00% | Add |
| AQR Capital Management history | 28.98K | $1.11M | 0.00% | Add |
| Fidelity Management & Research (FMR) history | 16.55K | $634.14K | 0.00% | Add |
| Northern Trust Corp history | 6.56K | $251.46K | 0.00% | Reduce |
| PNC Financial Services history | 4.69K | $179.65K | 0.00% | Reduce |
| BlackRock Inc history | 500 | $19.16K | 0.00% | Hold |
Q3 2025 — 16 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Morgan Stanley history | 17.82M | $677.35M | 0.04% | Reduce |
| Wells Fargo & Co history | 12.53M | $476.21M | 0.09% | Add |
| Bank of America Corp history | 7.98M | $303.49M | 0.02% | Add |
| UBS Group AG history | 6.75M | $256.51M | 0.04% | Add |
| Two Sigma Investments history | 295.50K | $11.23M | 0.02% | Add |
| JPMorgan Chase & Co history | 110.88K | $4.22M | 0.00% | Add |
| Citadel Advisors history | 77.49K | $2.95M | 0.00% | Reduce |
| Goldman Sachs Group history | 50.00K | $1.90M | 0.00% | Reduce |
| BNY Mellon history | 35.37K | $1.34M | 0.00% | New |
| Citigroup Inc history | 26.57K | $1.01M | 0.00% | Add |
| AQR Capital Management history | 22.51K | $855.93K | 0.00% | Add |
| Fidelity Management & Research (FMR) history | 10.64K | $404.52K | 0.00% | Reduce |
| Renaissance Technologies history | 10.20K | $387.80K | 0.00% | Reduce |
| Northern Trust Corp history | 8.55K | $325.14K | 0.00% | New |
| PNC Financial Services history | 5.73K | $218.01K | 0.00% | Add |
| BlackRock Inc history | 500 | $19.01K | 0.00% | New |
Q2 2025 — 13 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Morgan Stanley history | 19.71M | $695.49M | 0.05% | Add |
| Wells Fargo & Co history | 11.97M | $422.37M | 0.09% | Reduce |
| Bank of America Corp history | 7.37M | $259.95M | 0.02% | Reduce |
| UBS Group AG history | 6.40M | $225.86M | 0.04% | Reduce |
| JPMorgan Chase & Co history | 101.33K | $3.57M | 0.00% | Reduce |
| Citadel Advisors history | 86.99K | $3.07M | 0.00% | Reduce |
| Goldman Sachs Group history | 58.63K | $2.07M | 0.00% | Add |
| Renaissance Technologies history | 38.70K | $1.37M | 0.00% | New |
| Two Sigma Investments history | 32.90K | $1.16M | 0.00% | New |
| AQR Capital Management history | 19.14K | $675.12K | 0.00% | New |
| Fidelity Management & Research (FMR) history | 12.37K | $436.41K | 0.00% | Reduce |
| Citigroup Inc history | 9.47K | $334.14K | 0.00% | Add |
| PNC Financial Services history | 132 | $4.66K | 0.00% | Reduce |
Q1 2025 — 10 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Morgan Stanley history | 19.47M | $652.38M | 0.05% | Add |
| Wells Fargo & Co history | 13.24M | $443.40M | 0.10% | Add |
| Bank of America Corp history | 7.82M | $262.05M | 0.02% | Add |
| UBS Group AG history | 6.75M | $226.11M | 0.04% | Add |
| Citadel Advisors history | 156.72K | $5.25M | 0.00% | Add |
| JPMorgan Chase & Co history | 124.88K | $4.18M | 0.00% | Add |
| Goldman Sachs Group history | 50.36K | $1.69M | 0.00% | Hold |
| Fidelity Management & Research (FMR) history | 15.35K | $514.24K | 0.00% | Add |
| PNC Financial Services history | 650 | $21.78K | 0.00% | New |
| Citigroup Inc history | 425 | $14.24K | 0.00% | New |
New Positions (Q2 2026)
- JPMorgan Chase & Co 190.63K sh · $8.19M
Fully Exited (vs previous quarter)
- Renaissance Technologies sold 64.80K sh · $2.56M
- D. E. Shaw & Co sold 25.40K sh · $1.00M
Fund Position History — shares by quarter (top 17 funds)
| Fund | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 | Q2 2022 | Q1 2022 | Q4 2021 | Q3 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Morgan Stanley | 18.46M | 18.58M | 17.95M | 17.82M | 19.71M | 19.47M | 18.73M | 14.95M | 12.46M | 10.45M | 6.23M | 3.98M | 1.42M | 1.46M | 1.72M | 2.01M | 1.78M | 1.38M | 2.61K | — |
| Wells Fargo & Co | 13.26M | 12.62M | 12.44M | 12.53M | 11.97M | 13.24M | 12.73M | 10.56M | 8.99M | 7.36M | 4.48M | 2.47M | 1.52M | 1.47M | 1.09M | 421.15K | 313 | 311 | — | 1 |
| Bank of America Corp | 9.94M | 9.46M | 8.90M | 7.98M | 7.37M | 7.82M | 7.10M | 5.77M | 4.90M | 3.74M | 1.74M | 504.77K | 985 | — | — | 558 | 650 | 495 | — | — |
| UBS Group AG | 6.71M | 6.29M | 6.94M | 6.75M | 6.40M | 6.75M | 6.62M | 6.02M | 4.66M | 3.84M | 1.71M | 1.18M | 682.36K | 519.28K | 471.96K | 390.30K | 335.00K | 250.81K | 563 | — |
| JPMorgan Chase & Co | 190.63K | — | 111.46K | 110.88K | 101.33K | 124.88K | 117.77K | 145.50K | 123.34K | 142.60K | 133.59K | 79 | 5 | 732 | 728 | — | — | — | — | — |
| Goldman Sachs Group | 148.01K | 50.00K | 50.62K | 50.00K | 58.63K | 50.36K | 50.36K | 153.19K | 150.36K | 64.16K | 74.64K | 87.96K | 58.68K | 73.69K | 50.00K | 50.00K | 121.65K | 110.17K | 100.00K | 100.00K |
| BNY Mellon | 56.48K | 47.31K | 41.78K | 35.37K | — | — | 7.94K | 6.88K | 11.55K | 8.63K | — | — | — | — | — | — | — | — | — | — |
| Two Sigma Investments | 48.20K | 79.60K | — | 295.50K | 32.90K | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — |
| Citigroup Inc | 46.38K | 45.06K | 36.03K | 26.57K | 9.47K | 425 | — | — | — | — | — | — | — | — | — | — | — | — | — | — |
| Fidelity Management & Research (FMR) | 36.15K | 24.81K | 16.55K | 10.64K | 12.37K | 15.35K | 12.75K | 13.97K | 4.07K | 1.11K | 267 | 268 | 329 | 968 | 356 | 708 | 1.14K | — | — | — |
| AQR Capital Management | 26.46K | 26.46K | 28.98K | 22.51K | 19.14K | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — |
| Citadel Advisors | 23.60K | 37.97K | — | 77.49K | 86.99K | 156.72K | 74.88K | 28.17K | 28.86K | 21.42K | 15.46K | — | 12.24K | 28.49K | — | 112.63K | — | — | — | — |
| Northern Trust Corp | 7.79K | 6.56K | 6.56K | 8.55K | — | — | 13.24K | 14.03K | — | — | — | — | — | — | — | — | — | — | — | — |
| PNC Financial Services | 3.48K | 4.12K | 4.69K | 5.73K | 132 | 650 | — | 1.44K | 3.59K | 2.20K | — | — | — | — | — | — | 3.31K | 3.31K | 3.31K | — |
| BlackRock Inc | 1.68K | 1.68K | 500 | 500 | — | — | — | 1.35K | — | — | — | — | — | — | — | — | — | — | — | — |
| Renaissance Technologies | — | 64.80K | — | 10.20K | 38.70K | — | 71.20K | — | 67.00K | 60.20K | 63.40K | 15.30K | — | 9.00K | — | — | — | — | — | — |
| D. E. Shaw & Co | — | 25.40K | 109.23K | — | — | — | — | 12.71K | — | 100.30K | 11.64K | — | — | — | — | — | — | — | — | — |
▲ Bought Low (fund opened/added, stock rose ≥5% next quarter) ▼ Sold High (fund reduced, stock fell ≥5% next quarter)
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