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PFO — FLAHERTY & CRUMRINE PREFERRED AND INCOME OPPORTUNITY FUND INCORPORATED

Reported value held$1.83M
Funds holding (latest)11
SectorFinancials
Funds holding (Q2 2026)5
Institutional value$1.37M · 147.94K sh
New / Add / Cut / Exit1 / 1 / 2 / 1
Top-5 / Top-10 concentration100.0% / 100.0%
Institutional holdings change Reducing -16.5% (-29.20K sh)
Institutional value change Down -14.6%

As of Q2 2026, 5 SEC-registered investment managers reported holding PFO (FLAHERTY & CRUMRINE PREFERRED AND INCOME OPPORTUNITY FUND INCORPORATED) in their latest 13F filings, with a combined reported value of $1.37M across 147.94K shares. That is -16.5% by share count (-29.20K shares) versus the previous quarter, while reported value moved -14.6%. Ownership is concentrated: the five largest holders account for 100.0% of reported value and the top ten for 100.0%.

Compared with the prior quarter, 1 opened new positions, 1 added to existing stakes, 2 trimmed, 1 exited entirely. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q2 2026, not real-time trading.

PFO is classified in the Financials sector.

All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.

Q2 2026 — 5 funds

FundSharesValuePortfolio WeightChange
Morgan Stanley history 77.68K $717.74K 0.00% Reduce
Wells Fargo & Co history 36.06K $333.20K 0.00% Reduce
Bank of America Corp history 14.56K $134.57K 0.00% Hold
Citadel Advisors history 11.06K $102.21K 0.00% New
UBS Group AG history 8.58K $79.26K 0.00% Add

Q1 2026 — 5 funds

FundSharesValuePortfolio WeightChange
Morgan Stanley history 94.83K $857.26K 0.00% Add
Wells Fargo & Co history 43.08K $389.44K 0.00% Reduce
Invesco Ltd history 18.47K $166.98K 0.00% Reduce
Bank of America Corp history 14.56K $131.66K 0.00% Reduce
UBS Group AG history 6.20K $56.05K 0.00% Reduce

Q4 2025 — 5 funds

FundSharesValuePortfolio WeightChange
Morgan Stanley history 90.45K $854.79K 0.00% Reduce
Wells Fargo & Co history 47.00K $444.15K 0.00% Add
Invesco Ltd history 41.67K $393.79K 0.00% Reduce
Bank of America Corp history 15.66K $148.03K 0.00% Reduce
UBS Group AG history 6.76K $63.87K 0.00% Reduce

Q3 2025 — 5 funds

FundSharesValuePortfolio WeightChange
Morgan Stanley history 114.22K $1.11M 0.00% Add
Wells Fargo & Co history 44.33K $432.23K 0.00% Add
Invesco Ltd history 42.62K $415.56K 0.00% Reduce
Bank of America Corp history 19.46K $189.77K 0.00% Reduce
UBS Group AG history 7.33K $71.43K 0.00% Add

Q2 2025 — 5 funds

FundSharesValuePortfolio WeightChange
Morgan Stanley history 111.33K $1.03M 0.00% Reduce
Invesco Ltd history 43.59K $403.23K 0.00% Add
Wells Fargo & Co history 42.48K $392.96K 0.00% Reduce
Bank of America Corp history 21.46K $198.54K 0.00% Reduce
UBS Group AG history 7.12K $65.87K 0.00% Reduce

Q1 2025 — 7 funds

FundSharesValuePortfolio WeightChange
Morgan Stanley history 135.77K $1.25M 0.00% Reduce
Wells Fargo & Co history 44.01K $405.81K 0.00% Add
Invesco Ltd history 37.22K $343.17K 0.00% Add
Bank of America Corp history 21.79K $200.90K 0.00% Hold
Citadel Advisors history 11.87K $109.47K 0.00% Add
UBS Group AG history 9.43K $86.94K 0.00% Add
PNC Financial Services history 8.48K $78.19K 0.00% Hold

New Positions (Q2 2026)

Fully Exited (vs previous quarter)

Fund Position History — shares by quarter (top 11 funds)

FundQ2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023Q3 2023Q2 2023Q1 2023Q4 2022Q3 2022Q2 2022Q1 2022Q4 2021Q3 2021
Morgan Stanley 77.68K 94.83K 90.45K 114.22K 111.33K 135.77K 136.52K 111.72K 108.71K 106.38K 94.31K 103.80K 96.21K 107.49K 112.84K 131.37K 125.95K 145.96K 159.61K 159.99K
Wells Fargo & Co 36.06K 43.08K 47.00K 44.33K 42.48K 44.01K 33.67K 22.78K 25.20K 33.02K 30.74K 37.73K 39.09K 36.27K 32.35K 23.35K 29.58K 21.08K 28.75K 28.99K
Bank of America Corp 14.56K 14.56K 15.66K 19.46K 21.46K 21.79K 21.79K 20.29K 20.66K 20.66K 23.66K 25.00K 28.20K 25.48K 24.09K 21.10K 21.38K 21.38K 27.67K 12.08K
Citadel Advisors 11.06K — — — — 11.87K 10.71K — — — — — — — — — — — — —
UBS Group AG 8.58K 6.20K 6.76K 7.33K 7.12K 9.43K 7.34K 7.00K 7.74K 7.99K 17.16K 18.14K 14.77K 15.80K 30.62K 40.22K 49.89K 64.21K 63.86K 66.29K
Invesco Ltd — 18.47K 41.67K 42.62K 43.59K 37.22K 12.59K — — — — — 36.82K 36.77K 36.93K 37.24K 13.84K — — —
Fidelity Management & Research (FMR) — — — — — — — — — — 1 — 1 — 1 — — — — —
JPMorgan Chase & Co — — — — — — — — — — 3.68K 538 758 — — — — — — —
Citigroup Inc — — — — — — — — — — — — — — — — 8.30K — — —
Millennium Management — — — — — — 12.55K 12.55K 12.55K 12.55K 12.55K 12.55K — — — — — — — —
PNC Financial Services — — — — — 8.48K 8.48K 8.48K 16.96K 33.92K 33.92K 33.92K 33.92K 16.96K 16.96K 16.96K 19.10K 19.10K 19.10K 16.96K

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