LCAP — PRINCIPAL CPTL APPREC S3 ETF
As of Q2 2026, 5 SEC-registered investment managers reported holding LCAP (PRINCIPAL CPTL APPREC S3 ETF) in their latest 13F filings, with a combined reported value of $1.61B across 48.64M shares. That is +1541.9% by share count (+45.68M shares) versus the previous quarter, while reported value moved +1778.9%. Ownership is concentrated: the five largest holders account for 100.0% of reported value and the top ten for 100.0%.
Compared with the prior quarter, 3 opened new positions, 1 added to existing stakes, 1 trimmed. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q2 2026, not real-time trading.
All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.
| Fund | Quarter | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|---|
| Principal Global Investors history | Q2 2026 | 48.56M | $1.61B | 0.79% | Add |
| Marshall Wace history | Q1 2022 | 950.00K | $9.64M | 0.02% | Reduce |
| D. E. Shaw & Co history | Q1 2022 | 542.25K | $5.50M | 0.01% | Reduce |
| Deutsche Bank AG history | Q4 2021 | 243.98K | $2.43M | 0.00% | Hold |
| Morgan Stanley history | Q2 2026 | 37.80K | $1.25M | 0.00% | Reduce |
| Goldman Sachs Group history | Q2 2026 | 34.05K | $1.13M | 0.00% | New |
| Bank of America Corp history | Q1 2022 | 100.00K | $1.03M | 0.00% | Hold |
| Millennium Management history | Q1 2022 | 62.51K | $641.00K | 0.00% | Reduce |
| JPMorgan Chase & Co history | Q2 2026 | 4.16K | $136.64K | 0.00% | New |
| Geode Capital Management history | Q1 2022 | 13.43K | $136.00K | 0.00% | Reduce |
| Citigroup Inc history | Q2 2026 | 513 | $17.00K | 0.00% | New |
| UBS Group AG history | Q2 2025 | 129 | $3.46K | 0.00% | New |
New Positions (Q2 2026)
- Goldman Sachs Group 34.05K sh · $1.13M
- JPMorgan Chase & Co 4.16K sh · $136.64K
- Citigroup Inc 513 sh · $17.00K
Fully Exited (vs previous quarter)
No tracked fund fully exited this quarter.
Fund Position History — shares by quarter (top 12 funds)
| Fund | Q3 2021 | Q4 2021 | Q1 2022 | Q1 2025 | Q2 2025 | Q3 2025 | Q4 2025 | Q1 2026 | Q2 2026 |
|---|---|---|---|---|---|---|---|---|---|
| Principal Global Investors | — | — | — | 398.25K | 398.25K | 398.25K | 3.10M | 2.90M | 48.56M |
| Morgan Stanley | 14.97K | 14.92K | — | — | — | 2.00K | 656 | 60.48K | 37.80K |
| Goldman Sachs Group | 241.94K | 241.94K | 313.23K | — | — | — | — | — | 34.05K |
| JPMorgan Chase & Co | — | — | — | — | — | — | 119 | — | 4.16K |
| Citigroup Inc | — | — | — | — | — | — | — | — | 513 |
| Deutsche Bank AG | 243.98K | 243.98K | — | — | — | — | — | — | — |
| Bank of America Corp | 100.00K | 100.00K | 100.00K | — | — | — | — | — | — |
| D. E. Shaw & Co | 249.81K | 778.98K | 542.25K | — | — | — | — | — | — |
| Geode Capital Management | 14.59K | 14.59K | 13.43K | — | — | — | — | — | — |
| Marshall Wace | 1.20M | 1.20M | 950.00K | — | — | — | — | — | — |
| Millennium Management | 503.53K | 612.58K | 62.51K | — | — | — | — | — | — |
| UBS Group AG | 3.51K | 5.40K | 218 | — | 129 | — | — | — | — |
▲ Bought Low (fund opened/added, stock rose ≥5% next quarter) ▼ Sold High (fund reduced, stock fell ≥5% next quarter)
Drag / scroll to zoom · Default shows the most recent year · Annotations come from quarterly fund actions in 13F filings · Hover a marker for details