GUG — GUGGENHEIM ACTIVE ALLOCATION
As of Q2 2026, 7 SEC-registered investment managers reported holding GUG (GUGGENHEIM ACTIVE ALLOCATION) in their latest 13F filings, with a combined reported value of $73.93M across 4.63M shares. That is +10.6% by share count (+442.68K shares) versus the previous quarter, while reported value moved +16.1%. Ownership is concentrated: the five largest holders account for 99.6% of reported value and the top ten for 100.0%.
Compared with the prior quarter, 1 opened new positions, 4 added to existing stakes, 2 trimmed. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q2 2026, not real-time trading.
GUG is classified in the Financials sector.
All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.
| Fund | Quarter | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|---|
| Morgan Stanley history | Q2 2026 | 2.87M | $45.80M | 0.00% | Add |
| Bank of America Corp history | Q2 2026 | 960.15K | $15.34M | 0.00% | Add |
| Wells Fargo & Co history | Q2 2026 | 665.64K | $10.64M | 0.00% | Add |
| Invesco Ltd history | Q2 2026 | 84.14K | $1.34M | 0.00% | Reduce |
| Citadel Advisors history | Q2 2026 | 32.18K | $514.25K | 0.00% | Add |
| UBS Group AG history | Q2 2026 | 18.10K | $289.24K | 0.00% | Reduce |
| Millennium Management history | Q1 2025 | 14.60K | $220.05K | 0.00% | New |
| BNY Mellon history | Q4 2023 | 10.40K | $152.50K | 0.00% | New |
| JPMorgan Chase & Co history | Q2 2026 | 550 | $8.77K | 0.00% | New |
| Fidelity Management & Research (FMR) history | Q4 2024 | 167 | $2.48K | 0.00% | Add |
New Positions (Q2 2026)
- JPMorgan Chase & Co 550 sh · $8.77K
Fully Exited (vs previous quarter)
No tracked fund fully exited this quarter.
Fund Position History — shares by quarter (top 10 funds)
| Fund | Q4 2021 | Q1 2022 | Q2 2022 | Q3 2022 | Q4 2022 | Q1 2023 | Q2 2023 | Q3 2023 | Q4 2023 | Q1 2024 | Q2 2024 | Q3 2024 | Q4 2024 | Q1 2025 | Q2 2025 | Q3 2025 | Q4 2025 | Q1 2026 | Q2 2026 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Morgan Stanley | 1.02M | 2.43M | 2.51M | 2.44M | 2.31M | 2.14M | 2.11M | 2.14M | 1.82M | 1.96M | 2.07M | 2.04M | 2.41M | 2.47M | 2.58M | 2.78M | 2.78M | 2.84M | 2.87M |
| Bank of America Corp | 164.56K | 257.85K | 607.02K | 734.71K | 840.42K | 919.76K | 917.13K | 985.51K | 802.18K | 886.13K | 670.85K | 599.82K | 576.44K | 615.03K | 920.71K | 678.20K | 885.03K | 914.96K | 960.15K |
| Wells Fargo & Co | 20.00K | 56.73K | 64.74K | 112.00K | 225.20K | 268.39K | 258.13K | 259.85K | 263.75K | 262.90K | 276.38K | 252.94K | 251.60K | 250.90K | 255.92K | 275.77K | 276.50K | 296.59K | 665.64K |
| Invesco Ltd | — | — | — | — | — | — | — | — | — | — | — | — | 13.25K | 47.52K | 60.39K | 74.10K | 78.36K | 84.96K | 84.14K |
| Citadel Advisors | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — | 30.18K | 32.18K |
| UBS Group AG | — | 584 | 19.71K | 3.75K | 11.68K | 11.25K | 9.69K | 7.67K | 5.82K | 5.84K | 6.91K | 13.12K | 49.05K | 46.42K | 58.76K | 18.57K | 19.18K | 18.54K | 18.10K |
| JPMorgan Chase & Co | — | — | — | — | — | — | — | — | — | — | — | 3.80K | 4.35K | 550 | 5.20K | 2.20K | 550 | — | 550 |
| Fidelity Management & Research (FMR) | — | — | — | — | — | — | — | — | — | — | — | 2 | 167 | — | — | — | — | — | — |
| BNY Mellon | — | — | — | — | — | — | — | — | 10.40K | — | — | — | — | — | — | — | — | — | — |
| Millennium Management | — | — | — | 45.67K | 10.90K | — | — | — | — | — | — | — | — | 14.60K | — | — | — | — | — |
▲ Bought Low (fund opened/added, stock rose ≥5% next quarter) ▼ Sold High (fund reduced, stock fell ≥5% next quarter)
Drag / scroll to zoom · Default shows the most recent year · Annotations come from quarterly fund actions in 13F filings · Hover a marker for details