GAIN — GLADSTONE INVT CORP
As of Q2 2026, 11 SEC-registered investment managers reported holding GAIN (GLADSTONE INVT CORP) in their latest 13F filings, with a combined reported value of $41.04M across 2.65M shares. That is +4.6% by share count (+117.43K shares) versus the previous quarter, while reported value moved +13.9%. Ownership is concentrated: the five largest holders account for 83.0% of reported value and the top ten for 99.7%.
Compared with the prior quarter, 3 opened new positions, 6 added to existing stakes, 2 trimmed, 1 exited entirely. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q2 2026, not real-time trading.
GAIN is classified in the Financials sector.
All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.
| Fund | Quarter | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|---|
| UBS Group AG history | Q2 2026 | 618.15K | $9.56M | 0.00% | Reduce |
| Two Sigma Investments history | Q2 2026 | 584.11K | $9.03M | 0.01% | Reduce |
| Morgan Stanley history | Q2 2026 | 349.85K | $5.41M | 0.00% | Add |
| Legal & General Investment Management America history | Q2 2026 | 337.07K | $5.21M | 0.00% | Add |
| Citadel Advisors history | Q2 2026 | 314.79K | $4.87M | 0.00% | Add |
| BlackRock Inc history | Q2 2026 | 220.76K | $3.41M | 0.00% | Add |
| Marshall Wace history | Q2 2026 | 116.69K | $1.80M | 0.00% | New |
| Invesco Ltd history | Q2 2026 | 72.62K | $1.12M | 0.00% | Add |
| Millennium Management history | Q3 2025 | 44.55K | $615.63K | 0.00% | Reduce |
| D. E. Shaw & Co history | Q3 2025 | 43.15K | $596.32K | 0.00% | New |
| Northern Trust Corp history | Q4 2025 | 25.34K | $354.03K | 0.00% | Reduce |
| Wells Fargo & Co history | Q2 2026 | 20.48K | $316.67K | 0.00% | Add |
| Bank of America Corp history | Q2 2026 | 12.64K | $195.40K | 0.00% | New |
| Goldman Sachs Group history | Q2 2024 | 13.40K | $187.35K | 0.00% | New |
| Deutsche Bank AG history | Q3 2021 | 11.26K | $156.00K | 0.00% | New |
| JPMorgan Chase & Co history | Q2 2026 | 7.71K | $118.52K | 0.00% | New |
| PNC Financial Services history | Q3 2024 | 850 | $12.28K | 0.00% | Hold |
| Fidelity Management & Research (FMR) history | Q1 2025 | 43 | $574 | 0.00% | Hold |
| Citigroup Inc history | Q1 2026 | 8 | $114 | 0.00% | Reduce |
| Lazard Asset Management history | Q3 2023 | 2.99K | $38 | 0.00% | Hold |
New Positions (Q2 2026)
- Marshall Wace 116.69K sh · $1.80M
- Bank of America Corp 12.64K sh · $195.40K
- JPMorgan Chase & Co 7.71K sh · $118.52K
Fully Exited (vs previous quarter)
- Citigroup Inc sold 8 sh · $114
Fund Position History — shares by quarter (top 20 funds)
| Fund | Q3 2021 | Q4 2021 | Q1 2022 | Q2 2022 | Q3 2022 | Q4 2022 | Q1 2023 | Q2 2023 | Q3 2023 | Q4 2023 | Q1 2024 | Q2 2024 | Q3 2024 | Q4 2024 | Q1 2025 | Q2 2025 | Q3 2025 | Q4 2025 | Q1 2026 | Q2 2026 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| UBS Group AG | 52.57K | 45.77K | 49.04K | 42.76K | 29.62K | 30.66K | 30.63K | 34.08K | 32.70K | 30.80K | 34.66K | 36.55K | 31.06K | 85.78K | 221.10K | 255.66K | 484.85K | 713.02K | 732.23K | 618.15K |
| Two Sigma Investments | 117.36K | 131.11K | 93.75K | 169.20K | 148.11K | 186.77K | 185.19K | 169.44K | 169.64K | 300.65K | 224.33K | 215.10K | 150.31K | 61.43K | 79.12K | 56.08K | — | 190.24K | 804.26K | 584.11K |
| Morgan Stanley | 142.79K | 117.29K | 126.14K | 108.05K | 107.25K | 117.13K | 77.06K | 87.16K | 83.26K | 97.25K | 113.09K | 128.11K | 155.09K | 209.02K | 256.18K | 286.39K | 317.94K | 335.65K | 338.07K | 349.85K |
| Legal & General Investment Management America | 197.95K | 191.47K | 182.09K | 194.01K | 213.39K | 217.55K | 226.33K | 241.57K | 241.57K | 257.44K | 276.29K | 292.69K | 268.31K | 242.88K | 242.60K | 242.60K | 222.55K | 273.75K | 300.70K | 337.07K |
| Citadel Advisors | 77.44K | 35.49K | 20.90K | 45.08K | 107.03K | 180.48K | 96.19K | 125.27K | 134.22K | 191.45K | 193.26K | 112.90K | 42.12K | 46.90K | 81.51K | 77.10K | 31.70K | 37.40K | 94.10K | 314.79K |
| BlackRock Inc | — | — | — | — | — | — | — | — | — | — | — | — | 170.30K | 205.32K | 200.00K | 251.20K | 315.60K | 319.77K | 207.40K | 220.76K |
| Marshall Wace | — | — | — | — | 43.34K | 47.32K | — | — | 11.69K | 147.32K | 240.30K | 181.45K | 41.91K | — | — | 29.97K | 295.34K | 164.58K | — | 116.69K |
| Invesco Ltd | — | 41.37K | — | — | — | — | — | — | — | — | — | 40.42K | — | 105.15K | — | 51.48K | 59.45K | 54.22K | 43.24K | 72.62K |
| Wells Fargo & Co | 12.04K | 12.42K | 11.45K | 15.91K | 16.40K | 14.29K | 12.29K | 11.19K | 11.19K | 10.65K | 4.85K | 10.65K | 10.19K | 9.19K | 13.11K | 12.11K | 13.28K | 14.78K | 17.42K | 20.48K |
| Bank of America Corp | 3.22K | 1.51K | 1.40K | 1.00K | 1.00K | 1.00K | 2.04K | 2.02K | 2.44K | 2.80K | 4.19K | 2.53K | 2.52K | 2.99K | 9.72K | 2.40K | 8.95K | 12.39K | — | 12.64K |
| JPMorgan Chase & Co | 2.20K | 2.18K | — | 3.50K | 8.83K | 1.21K | 2 | — | 519 | 4.25K | — | — | 37 | 1.76K | 500 | 5.30K | 7.25K | 6.92K | — | 7.71K |
| Citigroup Inc | — | — | 126 | 166 | — | — | — | 26 | 269 | 592 | 894 | 1.32K | 1.56K | 2.02K | 2.27K | 1 | 10 | 805 | 8 | — |
| D. E. Shaw & Co | 11.30K | — | — | — | 11.36K | 49.18K | 15.31K | 12.27K | — | 42.98K | — | — | — | 17.63K | 63.41K | — | 43.15K | — | — | — |
| Millennium Management | — | — | — | 28.82K | 82.17K | 489.62K | 403.84K | 152.40K | 92.10K | 145.39K | 109.39K | 55.20K | — | 31.02K | 77.42K | 169.20K | 44.55K | — | — | — |
| Northern Trust Corp | — | — | — | — | — | — | — | 11.07K | 12.54K | — | — | — | 22.25K | 27.20K | 12.36K | 24.85K | 27.44K | 25.34K | — | — |
| Fidelity Management & Research (FMR) | 2 | 1 | 252 | 1 | — | 2 | — | 1 | — | 2 | 2 | 64 | 43 | 43 | 43 | — | — | — | — | — |
| Goldman Sachs Group | — | — | — | — | — | — | — | — | 13.32K | 16.81K | — | 13.40K | — | — | — | — | — | — | — | — |
| Deutsche Bank AG | 11.26K | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — | — |
| Lazard Asset Management | — | — | 1.87K | 1.87K | 2.99K | 2.99K | 2.99K | 2.99K | 2.99K | — | — | — | — | — | — | — | — | — | — | — |
| PNC Financial Services | — | — | — | — | 1.34K | — | — | — | 850 | 850 | 850 | 850 | 850 | — | — | — | — | — | — | — |
▲ Bought Low (fund opened/added, stock rose ≥5% next quarter) ▼ Sold High (fund reduced, stock fell ≥5% next quarter)
Drag / scroll to zoom · Default shows the most recent year · Annotations come from quarterly fund actions in 13F filings · Hover a marker for details