APEN — APOLLO ENDOSURGERY INC
Reported value held$68.90M
Funds holding (latest)20
Sector—
APEN (APOLLO ENDOSURGERY INC) is tracked on HoldingsHub across five years of quarterly 13F filings. 20 funds have reported positions historically, with the sum of their latest reported stakes valued at $68.90M. No fund in our coverage reported a position in the latest filing period, which typically means the stock has fallen out of the tracked funds' portfolios rather than that it cannot be bought.
All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.
Q1 2023 — 17 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Citigroup Inc history | 2.00M | $19.84M | 0.01% | Reduce |
| Vanguard Group history | 1.79M | $17.80M | 0.00% | Add |
| JPMorgan Chase & Co history | 1.34M | $13.27M | 0.00% | Add |
| Morgan Stanley history | 416.83K | $4.13M | 0.00% | Add |
| Geode Capital Management history | 360.48K | $3.58M | 0.00% | Reduce |
| Goldman Sachs Group history | 267.31K | $2.65M | 0.00% | Add |
| Bank of America Corp history | 257.49K | $2.55M | 0.00% | Add |
| Northern Trust Corp history | 190.42K | $1.89M | 0.00% | Reduce |
| BNY Mellon history | 55.74K | $552.91K | 0.00% | Hold |
| Citadel Advisors history | 15.21K | $150.93K | 0.00% | Reduce |
| Balyasny Asset Management history | 14.62K | $145.05K | 0.00% | Add |
| Charles Schwab Investment Management history | 13.93K | $138.20K | 0.00% | Reduce |
| Fidelity Management & Research (FMR) history | 6.37K | $63.18K | 0.00% | Add |
| Millennium Management history | 1.85M | $18.37K | 0.01% | Add |
| Wells Fargo & Co history | 236 | $2.34K | 0.00% | Reduce |
| UBS Group AG history | 223 | $2.21K | 0.00% | Reduce |
| Renaissance Technologies history | 123.10K | $1.22K | 0.00% | Reduce |
Q4 2022 — 18 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Citigroup Inc history | 2.49M | $24.78M | 0.02% | Add |
| Vanguard Group history | 1.47M | $14.63M | 0.00% | Add |
| Morgan Stanley history | 342.65K | $3.42M | 0.00% | Add |
| Northern Trust Corp history | 196.59K | $1.96M | 0.00% | Add |
| Goldman Sachs Group history | 149.23K | $1.49M | 0.00% | Reduce |
| BNY Mellon history | 55.94K | $557.73K | 0.00% | Add |
| Bank of America Corp history | 40.97K | $408.42K | 0.00% | Add |
| UBS Group AG history | 35.33K | $352.22K | 0.00% | Add |
| Citadel Advisors history | 18.52K | $184.61K | 0.00% | Reduce |
| Charles Schwab Investment Management history | 17.20K | $171.46K | 0.00% | Hold |
| Balyasny Asset Management history | 12.71K | $126.68K | 0.00% | New |
| JPMorgan Chase & Co history | 1.07M | $10.71K | 0.00% | New |
| Millennium Management history | 657.51K | $6.55K | 0.00% | Add |
| Geode Capital Management history | 372.33K | $3.71K | 0.00% | Add |
| Wells Fargo & Co history | 264 | $2.63K | 0.00% | Add |
| Renaissance Technologies history | 209.60K | $2.09K | 0.00% | Add |
| Fidelity Management & Research (FMR) history | 155 | $1.54K | 0.00% | New |
| Lazard Asset Management history | 5.70K | $56 | 0.00% | Reduce |
Q3 2022 — 15 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Citigroup Inc history | 2.01M | $11.08M | 0.01% | Add |
| Vanguard Group history | 1.36M | $7.50M | 0.00% | Add |
| Goldman Sachs Group history | 896.21K | $4.94M | 0.00% | Add |
| Geode Capital Management history | 343.45K | $1.89M | 0.00% | Add |
| Northern Trust Corp history | 193.00K | $1.06M | 0.00% | Add |
| Citadel Advisors history | 101.93K | $561.00K | 0.00% | Add |
| Renaissance Technologies history | 95.30K | $525.00K | 0.00% | Reduce |
| Millennium Management history | 50.93K | $281.00K | 0.00% | Reduce |
| BNY Mellon history | 48.35K | $267.00K | 0.00% | Add |
| Bank of America Corp history | 39.21K | $216.00K | 0.00% | Add |
| Charles Schwab Investment Management history | 17.20K | $95.00K | 0.00% | Hold |
| Lazard Asset Management history | 10.90K | $60.00K | 0.00% | Hold |
| UBS Group AG history | 3.56K | $20.00K | 0.00% | Add |
| Morgan Stanley history | 1.95K | $11.00K | 0.00% | Hold |
| Wells Fargo & Co history | 252 | $1.00K | 0.00% | Add |
Q2 2022 — 17 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Citigroup Inc history | 1.60M | $5.84M | 0.01% | Add |
| Vanguard Group history | 1.35M | $4.91M | 0.00% | Hold |
| Goldman Sachs Group history | 772.72K | $2.82M | 0.00% | Reduce |
| Geode Capital Management history | 279.46K | $1.02M | 0.00% | Add |
| Northern Trust Corp history | 180.60K | $660.00K | 0.00% | Add |
| Renaissance Technologies history | 114.80K | $419.00K | 0.00% | Reduce |
| Citadel Advisors history | 101.31K | $370.00K | 0.00% | Add |
| Millennium Management history | 76.23K | $278.00K | 0.00% | Reduce |
| Marshall Wace history | 58.92K | $215.00K | 0.00% | Reduce |
| BNY Mellon history | 47.96K | $175.00K | 0.00% | Reduce |
| Bank of America Corp history | 37.65K | $137.00K | 0.00% | Add |
| Charles Schwab Investment Management history | 17.20K | $63.00K | 0.00% | Hold |
| Balyasny Asset Management history | 12.06K | $44.00K | 0.00% | New |
| Lazard Asset Management history | 10.90K | $39.00K | 0.00% | Add |
| UBS Group AG history | 3.03K | $11.00K | 0.00% | Add |
| Morgan Stanley history | 1.95K | $7.00K | 0.00% | Reduce |
| Wells Fargo & Co history | 210 | $1.00K | 0.00% | Add |
Q1 2022 — 18 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Vanguard Group history | 1.35M | $8.14M | 0.00% | Add |
| Citigroup Inc history | 1.15M | $6.93M | 0.00% | Add |
| Goldman Sachs Group history | 821.99K | $4.97M | 0.00% | Add |
| Invesco Ltd history | 311.03K | $1.88M | 0.00% | New |
| Geode Capital Management history | 262.99K | $1.59M | 0.00% | Reduce |
| Northern Trust Corp history | 179.38K | $1.08M | 0.00% | Reduce |
| Renaissance Technologies history | 136.70K | $827.00K | 0.00% | Reduce |
| Millennium Management history | 97.14K | $588.00K | 0.00% | Reduce |
| Marshall Wace history | 77.43K | $468.00K | 0.00% | Reduce |
| Citadel Advisors history | 64.64K | $391.00K | 0.00% | Reduce |
| BNY Mellon history | 48.31K | $293.00K | 0.00% | New |
| JPMorgan Chase & Co history | 32.12K | $194.00K | 0.00% | Add |
| Bank of America Corp history | 31.35K | $190.00K | 0.00% | Add |
| Morgan Stanley history | 21.04K | $128.00K | 0.00% | Add |
| Charles Schwab Investment Management history | 17.20K | $105.00K | 0.00% | New |
| Lazard Asset Management history | 6.14K | $37.00K | 0.00% | Hold |
| UBS Group AG history | 1.65K | $10.00K | 0.00% | Reduce |
| Wells Fargo & Co history | 190 | $1.00K | 0.00% | Add |
Q4 2021 — 16 funds
| Fund | Shares | Value | Portfolio Weight | Change |
|---|---|---|---|---|
| Vanguard Group history | 1.29M | $10.90M | 0.00% | Add |
| Goldman Sachs Group history | 652.57K | $5.50M | 0.00% | Add |
| Renaissance Technologies history | 284.90K | $2.40M | 0.00% | Reduce |
| Geode Capital Management history | 267.11K | $2.25M | 0.00% | Add |
| Northern Trust Corp history | 182.62K | $1.54M | 0.00% | Add |
| Millennium Management history | 134.53K | $1.13M | 0.00% | New |
| Citadel Advisors history | 110.32K | $930.00K | 0.00% | Add |
| Marshall Wace history | 104.67K | $882.00K | 0.00% | Reduce |
| Citigroup Inc history | 42.70K | $360.00K | 0.00% | New |
| Balyasny Asset Management history | 20.14K | $170.00K | 0.00% | New |
| JPMorgan Chase & Co history | 9.73K | $82.00K | 0.00% | New |
| Morgan Stanley history | 6.08K | $51.00K | 0.00% | Add |
| Lazard Asset Management history | 6.14K | $51.00K | 0.00% | Add |
| Bank of America Corp history | 4.88K | $41.00K | 0.00% | New |
| UBS Group AG history | 1.79K | $15.00K | 0.00% | Add |
| Wells Fargo & Co history | 184 | $2.00K | 0.00% | Add |
New Positions (latest)
No fund opened a new position this quarter.
Fully Exited (vs previous quarter)
No tracked fund fully exited this quarter.
Fund Position History — shares by quarter (top 20 funds)
| Fund | Q1 2023 | Q4 2022 | Q3 2022 | Q2 2022 | Q1 2022 | Q4 2021 | Q3 2021 | Q2 2021 | Q1 2021 |
|---|---|---|---|---|---|---|---|---|---|
| Citigroup Inc | 2.00M | 2.49M | 2.01M | 1.60M | 1.15M | 42.70K | — | — | — |
| Vanguard Group | 1.79M | 1.47M | 1.36M | 1.35M | 1.35M | 1.29M | 773.31K | 667.71K | 538.01K |
| JPMorgan Chase & Co | 1.34M | 1.07M | — | — | 32.12K | 9.73K | — | — | — |
| Morgan Stanley | 416.83K | 342.65K | 1.95K | 1.95K | 21.04K | 6.08K | 3.29K | — | — |
| Geode Capital Management | 360.48K | 372.33K | 343.45K | 279.46K | 262.99K | 267.11K | 123.82K | — | — |
| Goldman Sachs Group | 267.31K | 149.23K | 896.21K | 772.72K | 821.99K | 652.57K | 641.97K | — | — |
| Bank of America Corp | 257.49K | 40.97K | 39.21K | 37.65K | 31.35K | 4.88K | — | — | — |
| Northern Trust Corp | 190.42K | 196.59K | 193.00K | 180.60K | 179.38K | 182.62K | 164.27K | — | — |
| BNY Mellon | 55.74K | 55.94K | 48.35K | 47.96K | 48.31K | — | — | — | — |
| Citadel Advisors | 15.21K | 18.52K | 101.93K | 101.31K | 64.64K | 110.32K | 62.99K | — | — |
| Balyasny Asset Management | 14.62K | 12.71K | — | 12.06K | — | 20.14K | — | — | — |
| Charles Schwab Investment Management | 13.93K | 17.20K | 17.20K | 17.20K | 17.20K | — | — | — | — |
| Fidelity Management & Research (FMR) | 6.37K | 155 | — | — | — | — | — | — | — |
| Millennium Management | 1.85M | 657.51K | 50.93K | 76.23K | 97.14K | 134.53K | — | — | — |
| Wells Fargo & Co | 236 | 264 | 252 | 210 | 190 | 184 | 124 | — | — |
| UBS Group AG | 223 | 35.33K | 3.56K | 3.03K | 1.65K | 1.79K | 396 | — | — |
| Renaissance Technologies | 123.10K | 209.60K | 95.30K | 114.80K | 136.70K | 284.90K | 409.70K | — | — |
| Invesco Ltd | — | — | — | — | 311.03K | — | 294.65K | — | — |
| Lazard Asset Management | — | 5.70K | 10.90K | 10.90K | 6.14K | 6.14K | 3.91K | — | — |
| Marshall Wace | — | — | — | 58.92K | 77.43K | 104.67K | 149.02K | — | — |