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AFSM — FIRST TRUST ACTIVE FACTOR SM

Reported value held$6.24M
Funds holding (latest)6
Sector—
Funds holding (Q2 2026)2
Institutional value$5.56M · 136.63K sh
New / Add / Cut / Exit1 / 1 / 0 / 1
Top-5 / Top-10 concentration100.0% / 100.0%
Institutional holdings change Accumulating +840.0% (+122.10K sh)
Institutional value change Up +1064.4%

As of Q2 2026, 2 SEC-registered investment managers reported holding AFSM (FIRST TRUST ACTIVE FACTOR SM) in their latest 13F filings, with a combined reported value of $5.56M across 136.63K shares. That is +840.0% by share count (+122.10K shares) versus the previous quarter, while reported value moved +1064.4%. Ownership is concentrated: the five largest holders account for 100.0% of reported value and the top ten for 100.0%.

Compared with the prior quarter, 1 opened new positions, 1 added to existing stakes, 1 exited entirely. 13F holdings are quarter-end snapshots, so these moves reflect positioning as of Q2 2026, not real-time trading.

All figures on this page are computed from SEC Form 13F quarterly filings. 13F filers disclose long positions of $100,000 or more within 45 days of quarter end; short positions, options overlays and intra-quarter trades are not included, so treat the numbers as a quarterly snapshot of institutional ownership rather than real-time positioning.

Q2 2026 — 2 funds

FundSharesValuePortfolio WeightChange
JPMorgan Chase & Co history 136.07K $5.54M 0.00% New
Morgan Stanley history 564 $23.21K 0.00% Add

Q1 2026 — 2 funds

FundSharesValuePortfolio WeightChange
Citadel Advisors history 14.12K $464.15K 0.00% New
Morgan Stanley history 410 $13.47K 0.00% Add

Q4 2025 — 2 funds

FundSharesValuePortfolio WeightChange
JPMorgan Chase & Co history 106.11K $3.49M 0.00% Add
Morgan Stanley history 1 $65 0.00% Hold

Q3 2025 — 5 funds

FundSharesValuePortfolio WeightChange
Citadel Advisors history 43.36K $1.42M 0.00% New
JPMorgan Chase & Co history 29.62K $968.69K 0.00% New
Goldman Sachs Group history 6.13K $200.40K 0.00% New
UBS Group AG history 154 $5.04K 0.00% Reduce
Morgan Stanley history 1 $46 0.00% Hold

Q2 2025 — 3 funds

FundSharesValuePortfolio WeightChange
UBS Group AG history 456 $13.62K 0.00% New
Bank of America Corp history 199 $5.95K 0.00% New
Morgan Stanley history 1 $51 0.00% New

Q2 2024 — 2 funds

FundSharesValuePortfolio WeightChange
UBS Group AG history 35 $990 0.00% New
Morgan Stanley history 1 $34 0.00% Hold

New Positions (Q2 2026)

Fully Exited (vs previous quarter)

Fund Position History — shares by quarter (top 6 funds)

FundQ2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q2 2024Q1 2024Q4 2023Q3 2023Q2 2023Q1 2023Q3 2022Q2 2022Q1 2022
JPMorgan Chase & Co 136.07K — 106.11K 29.62K — — — — — — — — — —
Morgan Stanley 564 410 1 1 1 1 1 — — — — — — —
Citadel Advisors — 14.12K — 43.36K — — — 38.29K 38.29K 38.61K 31.58K — — —
Goldman Sachs Group — — — 6.13K — — — — — — — — — —
UBS Group AG — — — 154 456 35 — — — 98 3.48K 1.93K 1.55K 1.30K
Bank of America Corp — — — — 199 — — — — — — — — —

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